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Insider trading … obstruction of justice … money laundering. These were the charges Garrett Bauer was facing in one of the largest, longest-running insider trading schemes ever prosecuted. He pled guilty but before beginning his sentence, he is coming to NYSSA to share his experiences firsthand. His is a cautionary tale of what not to do. In a completely candid presentation, Bauer will explain what happened and what can be learned from his mistakes. Join us for a rare opportunity to ask him questions about lessons learned.
Biography
Garrett Bauer graduated from Clark University with a bachelor’s degree in economics. In 1989, Bauer started his professional career at the State Street Bank in Boston as a portfolio accountant. After two years, he was hired by Weiss, Peck and Greer in New York as a portfolio administrator of municipal bonds. In his next position, he was a trader for 14 years with the Royal Bank of Canada, and in 2009 Bauer continued his trading experience while briefly working at Lighthouse Financial. In 2009, he became an independent trader until April 2011.
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Program Details
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Date
Wednesday, March 14, 2012
Time
8:00 a.m.–9:00 a.m.
Location
NYSSA Conference Center
Fee
Member FREE | Nonmember $35
Registration deadline
Monday, March 12, 2012
Speaker
Garrett Bauer
Committee Chair
Ehsan Nikbakht, DBA, CFA, FRM, PRM
Program Coordinator
Andrew Spieler, PhD, CFA, FRM, CAIA
Additional Information
Register via Mail/Fax
Policies and Procedures
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